- To provide focused and effective support to the business in respect of regulatory and governance issues
- Implement and maintain internal procedures to manage regulatory matters across Compliance.
- Take ownership for the adherence to the relevant Lloyd's Principles
- To monitor and maintain the organisations adherence to the Lloyd's Principles
- To deliver advice and guidance, projects or training as required to support the business.
- To manage the regulatory framework including horizon scanning.
- To own the different compliance due diligence processes for the organisation
- To be responsible for the sanctions and financial crime framework
- To maintain and execute the regulatory training strategy
- To own the organisation's formal compliance monitoring programme.
- To monitor the customer outcomes process.
- Oversight of compliance registers and logs
- Experience within the Lloyd's of London environment
- Thorough understanding of PRA and FCA requirements required
- Relevant experience in a Compliance focused role within the London Insurance Market
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Compliance Manager
3 weeks ago
Page Personnel Secretarial & Business Support London, United KingdomPage Personnel is recruiting a Compliance Manager for a recruitment company based in the West End. · **Client Details** · They are a small health care recruitment company based in the West End. There are circa 15 people in the company, they are extremely successful and steadily g ...
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Compliance Manager
3 weeks ago
St Mungo's London, United Kingdom**Compliance Manager** · **London agile working fromLocal Hubs and home working** · **£57,515** · Do you have experience in delivering high quality compliance related services? · St Mungo's is a forward thinking organisation which thrives upon the innovations, ambitions and diver ...
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Compliance Manager
3 weeks ago
AJ Fox Compliance London, United KingdomA well-established, full-service, international law firm are looking for a manager to join their Compliance Team. · This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. · You will be managing a small ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Manager with a strong background in Compliance, and experience working with the FCA, in asse ...
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Compliance Manager
3 weeks ago
Eames Consulting London, United KingdomMy IM client is looking for a Senior Compliance Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities; · - Compliance advisory on fund launches and existing funds · - Lead implementations on upcoming regulatory developments · - Regul ...
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Compliance Manager
3 weeks ago
Jameson Legal London, United KingdomA boutique Real estate Investment Firm is looking for a Compliance Manager to support the Head of Compliance based in London. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund tojoin them. In this role you ...
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Compliance Manager
3 weeks ago
Pontoon London, United Kingdom**Role Title: Compliance Manager** · **Duration: 6 months** · **Location: WFH /Selby or London office** · **Salary: Competitive** · My high-profile energy renewable client is currently seeking an experienced Compliance Manager to provide advisory, change management and assurance ...
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Compliance Manager
3 weeks ago
Venn Group London, United Kingdom**Compliance Manager** · Venn Group are working with a London-based NHS Trust to recruit a Compliance Manager to support the Estates and Facilities teams. · Rate: £26-£32/h (Inside IR35) · Length: 6 months + · Location: London · - Leading on all matter relating to auditing and en ...
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Compliance Manager
3 weeks ago
Morgan McKinley London, United Kingdom**The Role**: · The role will involve coordinating the international teams' SOX reporting, performing and reviewing testing, remediating deficiencies, updating control activities and their design and periodic reporting of results to management. In addition, the post-holderwill be ...
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Compliance Manager
3 weeks ago
LHH Recruitment Solutions London, United Kingdom12 month FTC + competitive benefits · **Salary**: £60k · Hybrid working · LHH are proud to be working with a global consultancy firm based in London who are looking for an experienced Compliance manager to provide advisory for regulatory aspects across the whole business. This ro ...
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Compliance Manager
3 weeks ago
Colyer Dodd & Co Ltd London, United KingdomThis exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...
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Compliance Manager
3 weeks ago
Eames Consulting London, United KingdomMy IM client is looking for a Senior Compliance Monitoring Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities; · - Develop test plans and documentation for monitoring activities · - Execute thematic, desk based and surveillance mo ...
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Compliance Manager
3 weeks ago
Appcastenterprise London, United Kingdom**Compliance Manager EMEA** · **At Deckers Brands we don't just create shoes, we create lifestyles. We are about opportunity. Opportunity to create, to grow and to have an impact. We want all our people to be as successful as they can be, to reach their full potential** · **We wa ...
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Compliance Manager
3 weeks ago
Arthur London, United Kingdom**Compliance Manager - (Insurance)** · **Who we are · **An international insurer and reinsurer operating within the Lloyd's market. Headquartered in London.**Purpose of Role** · - financial crime and sanctions · - supporting the business to meet its regulatory obligations to the ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomKey Skills · Ideally 3-5 years relevant compliance experience gained within the Financial Services sector · Knowledge of implementing assurance and compliance processes · Market awareness of key regulatory risks and disseminating those effectively and simply to business areas · S ...
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Interim Compliance Manager
2 weeks ago
LHH Recruitment Solutions London, United KingdomLocation: London · Flexible working · Contract type: 6-month FTC · **Salary**: £90k - £120k · LHH have partnered up with a global insurance firm who are looking for an interim Compliance Manager to join their team You will lead on oversight and control of Lloyd's and PRA complian ...
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Senior Compliance Manager
3 weeks ago
Arthur London, United KingdomMy client is a leading insurance broker and they are looking to bring in a Senior Compliance Manager to lead their Compliance function. · You will be responsible for the Compliance Function and leading on a wide variety of compliance projects, regulatory matters and strategic ini ...
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Business Compliance Manager
2 weeks ago
DCC London, United KingdomBackground · "Smarter Energy for a green tomorrow" · The Data and Communications Company (DCC), a Capita subsidiary, delivers smart metering services for gas and electricity under licence from the UK Government. Together with our customers and partners we're connecting homes and ...
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Senior Compliance Manager
3 weeks ago
Kind Consultancy Ltd London, United KingdomKind Consultancy is working with a fast-growing Financial Services business which is currently seeking a Senior Compliance Manager to join their team, in a permanent role requiring 2-3 days in-office per week. The office days can be based in their London,Birmingham or Leeds offic ...
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Compliance Advisory Manager
3 weeks ago
eFinancialCareers London, United KingdomCompliance Advisory Manager (Investment/Wealth Management) · Central London/Hybrid · Permanent · c£75,000 - £80,000 pa plus benefits · The Responsibilities of a Compliance Advisory Manager UK/EMEA Will Include: · - Advising the business on the policies and procedures, including r ...