Jobs
>
London

    Head of Risk and Compliance - London, United Kingdom - Creo Recruitment

    Creo Recruitment
    Creo Recruitment London, United Kingdom

    1 week ago

    Default job background
    Description

    Head of Risk and Compliance

    About us

    Our rapidly growing fintech customer are transforming the private capital markets. With deep regulatory knowledge and cutting-edge technology, they have enabled frictionless asset creation and transferability across the digitisation of all assets.

    Their technology is already being used by some of the largest institutions in the world, such as the Johannesburg Stock Exchange and Nomura/Instinet.

    The role

    As a regulated business, compliance is not only mandated by regulatory bodies, it is also key to business success. The business are currently regulated by the FCA in the UK, however they are seeking additional regulatory authorisation in other markets including the EU and North America.

    Due to an exciting and sustained period of growth and future expansion, we're looking for a talented Head of Risk and Compliance to join the team and build on great foundations to develop the Risk and Compliance function and support the company in its mission to unlock capital market's true potential.

    You will provide leadership and guidance to the wider business to ensure they remain compliant with regulatory and internal standards. You will identify opportunities for improvement in the business and work with the business to reduce and manage risks effectively, identify opportunities for improvement and ensure that they remain compliant to both their regulatory and internal standards.

    Remote working supported. UK based, travel to London will be required,

    Your responsibilities

    • Develop the compliance function and lead the company's regulatory strategy ensuring its alignment to the product roadmap
    • Establish and embed an effective risk management framework and monitor compliance with regulatory obligations
    • Develop, manage and implement policies and procedures for regulatory compliance
    • Act as a strategic advisor to the businesses Executive and Senior Management for growth and expansion
    • Ensure adherence to regulatory requirements and reporting obligations and advise the business across all regulatory and compliance matters
    • Ensure the business products are developed with a complete understanding of the regulatory implications and the company systems and processes meet the relevant quality and regulatory standards
    • Monitor new legislation, guidance, consultations and cases that impact financial regulation
    • Perform compliance checks and report on risk and compliance of internal business processes, to provide assurance to clients; support external quality standards (for example, ISO27001); and ensure key suppliers are complying with agreed standards and contract terms
    • Promote a sustainable culture of risk awareness in the business that is consistent with the businesses core values

    You

    Our ideal candidate is a highly motivated and energetic Risk and Compliance Leader looking to join a thriving business and take the next step in their career.

    You'll have strong commercial awareness and analytical skills to demonstrate a strategic approach to risk management and drive compliance and change by challenging the status quo whilst also taking complex information and communicating that in a more simplified manner to the business.

    Demonstrable knowledge and experience within a regulatory environment including a sound understanding of the FCA's Senior Managers and Certification Regime

    • Demonstrable knowledge and experience within a regulatory environment including a sound understanding of the FCA's Senior Managers and Certification Regime
    • Detailed knowledge and understanding of financial regulations and challenges that impact and affect the capital markets industry including knowledge of incoming legislative consultations and proposals
    • Experience of practical application of relevant financial regulatory frameworks including but not limited to the FCA Handbook (COBS and CASS), Regulated Activities Orders, FSMA, PDS2, EMD2, AIFMD, UCITS, MIFID II, IDD, EMIR, Financial Crime legislation (including MLRs, MAR, POCA, etc.) European Union Withdrawal Agreements; and of regulations for ICAAP/ICARA, ISO27001
    • Excellent verbal and written communication skills with the ability to confidently engage with and influence a variety of stakeholders at differing levels across the business

    Desirable skills and experience

    • A grasp of Blockchain and Tokenisation
    • Understanding of the regulatory landscape in our target markets, e.g. North America, Switzerland and the EU, regulatory environment
    • A qualification in Business or a related field
    • Ongoing professional development demonstrating learning agility

    What we can offer you

    • Share options in a rapidly growing fintech that is starting to scale
    • Unlimited holidays
    • Flexible and remote working
    • Private Medical Insurance with Vitality including discounted gym membership and Vitality Rewards schemes
    • Company pension
  • eFinancialCareers

    Risk, Compliance

    1 week ago

    eFinancialCareers London, United Kingdom

    The role holder is responsible for creating, developing, managing and delivering best-in-class regulatory training solutions designed to ensure the business and its subsidiaries are in full compliance with laws (local, national, international) and regulationsrelating to its indus ...

  • Reed Business Support

    Risk and Compliance

    1 week ago

    Reed Business Support Holborn, United Kingdom

    **Are you looking to work in a Compliance role at a reputable Law firm based in Holborn?** · **Risk and Compliance role - Holborn - 25k+** · **Monday - Friday - Full time in the office** · **The Company** · This is a well-established and highly regarded law firm based in the hear ...

  • AJ Fox Compliance

    Risk & Compliance Paralegal

    1 week ago

    AJ Fox Compliance London, United Kingdom

    An international law firm is hiring a Risk & Compliance Paralegal to support their team, reporting into the Deputy General Counsel. The Risk & Compliance team ensure best practices across the firm and manage all the regulatory requirements of the firm. · The purpose of this role ...

  • Harrison Holgate

    Risk and Compliance Assistant

    1 week ago

    Harrison Holgate London, United Kingdom

    **Risk and Compliance Assistant** · **Salary: £45,000** · **Location: London (Hybrid working)** · **Purpose of the Job**: · We are looking for a Risk and Compliance Assistant to support the Group CRO with the management, implementation, and on-going review of the Risk Management ...

  • Barclays

    Compliance Risk Oversight

    2 days ago

    Barclays London, United Kingdom

    Role Title: Director, Compliance Risk Oversight - Project Delivery · Location: London · What will you be doing · About Compliance · Compliance at Barclays is located across 3 continents and employs approximately 1300 employees. It oversees all compliance activities across all the ...

  • AJ Fox Compliance

    Risk & Compliance Assistant

    1 week ago

    AJ Fox Compliance London, United Kingdom

    A top 100 UK law firm is hiring a Risk & Compliance Assistant to join their team in South West London. This is an exciting opportunity to join a dynamic and expanding firm. · The compliance team is responsible for developing the firm's policies and procedures and ensuring they ar ...

  • LHH Recruitment Solutions

    Risk and Compliance Assistant

    1 week ago

    LHH Recruitment Solutions London, United Kingdom

    **Responsibilities**: · - Assist with the firms AML/CDD checks for new clients and where necessary conduct searches by carrying out AML electronic AML checks. · - Assist with complaints from clients · - Maintaining and updating risk registers, confidentially beaches, compliance w ...

  • AJ Fox Compliance

    Risk & Compliance Manager

    1 week ago

    AJ Fox Compliance London, United Kingdom

    A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genui ...

  • Barclays

    Compliance Risk Oversight

    10 hours ago

    Barclays London, United Kingdom

    **Compliance Risk Oversight - Project Delivery** · **London** · As a Barclays Compliance Risk Oversight - Project Delivery, you will be responsible for supporting the Head of Compliance Risk Oversight with the delivery of Compliance elements of the group wide program to enhance B ...

  • EJ Legal Limited

    Risk and Compliance Paralegal

    1 week ago

    EJ Legal Limited London, United Kingdom

    Risk & Compliance Paralegal · An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position. · **Your New Team** · The P ...

  • SIA xpate

    Risk Compliance Officer

    5 days ago

    SIA xpate London, United Kingdom

    **WHAT YOU'LL BE WORKING ON** · - ** UK Regulatory Compliance**:Stay abreast of new regulatory requirements in the UK, including FCA rules, PSD2, SCA, 3DSv2, and AMLD5, and ensure the company's compliance with these standards. · - ** Technical Requirements and System Improvements ...

  • Openwork Ltd

    Head of Risk and Compliance

    1 day ago

    Openwork Ltd London, United Kingdom

    **The opportunity**: · A unique and exciting opportunity to join the business as Omnis' Head of Risk and Compliance. Joining an established compliance team, you will be responsible for ensuring the regulatory responsibilities for the Omnis business are understood. The position wi ...

  • AJ Fox Compliance

    Risk & Compliance Analyst

    1 week ago

    AJ Fox Compliance London, United Kingdom

    Our client is a US global law firm hiring a Risk & Compliance Analyst to join their team in London. The function of this team is to ensure the firm meets all its regulatory requirements across the EMEA. · Reporting to the Director of Risk & Compliance, this position will be a key ...

  • Enfuce

    Head of Risk and Compliance

    1 week ago

    Enfuce London, United Kingdom

    **ABOUT US** · Founded in 2016 in Finland, Enfuce is the female-led company at the forefront of financial service, bringing payment processing into the public cloud for the first time ever. Enfuce is a global powerhouse that merges innovation, security, and top-notch expertise to ...

  • Amazon UK Services Ltd.

    Risk & Compliance Auditor

    1 week ago

    Amazon UK Services Ltd. London, United Kingdom

    Audit or assessment experience - Excellent German and English communication abilities, both written and verbal - Exceptional attention to details, with a problem-solving and data-driven mindset - Ability to work with remote teams, including from other departments (e.g., Legal, Fi ...

  • Kennedys

    Risk & Compliance Administrator

    2 days ago

    Kennedys London, United Kingdom

    Kennedys is looking for a Risk & Compliance Administrator to join our Risk & Compliance team in London who provide expert information, advice and guidance to the Firm on professional responsibility, risk and compliance issues. · **Team** · Kennedys Risk & Compliance team handles ...

  • bakermckenzieuk

    Risk & Compliance Associate

    3 days ago

    bakermckenzieuk London, United Kingdom

    **Role Type**:Full-time (willing to consider flexible working arrangements), Permanent · **Role Purpose** · To support all aspects of the Risk & Compliance team's work but would ideally have a particular focus on contract law and data protection. Experience in people-related issu ...

  • Eames Consulting

    Vp - Compliance & Risk

    1 week ago

    Eames Consulting London, United Kingdom

    This is an exciting opportunity to join a fast growing and hugely successful Group that is investing in new capabilities to leverage that success in their new corporate advisory entity. Reporting to the Global Head of Risk & Compliance you will play a criticalrole in setting out ...

  • Norton Rose Fulbright

    Risk & Compliance Advisor

    1 day ago

    Norton Rose Fulbright London, United Kingdom

    Practice Group / Department: · Risk & Compliance Management UK & Europe - London · **Job Description**: · We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide. · We provide the world's preeminent corporations and financial institution ...

  • Barclays

    Compliance Risk Oversight

    1 week ago

    Barclays London, United Kingdom

    **Compliance Risk Oversight - Laws, Rules, and Reg Mapping** · **London** · As Compliance Risk Oversight - Laws, Rules, and Reg Mapping, you will be responsible for supporting the Head of Compliance Risk Oversight with testing and overseeing the mapping of laws, rules, and regula ...