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Compliance Manager
1 week ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomExciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomWho we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...
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Compliance Manager
1 week ago
eFinancialCareers London, United Kingdom**Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...
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Compliance Manager
1 week ago
Supporting Education London, United KingdomCompliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...
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Compliance Manager
1 day ago
Office Angels London, United Kingdom**Are you?an expert?Compliance Manager with exceptional analytical skills?** · **Want to work for an incredibly well known and respected business?** · **Our client is offering competitive salary, fantastic benefits and the chance to be part of a great team** · This company needs ...
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Compliance Manager
2 days ago
Lorien London, United Kingdom**Compliance Manager - Outside IR35 - Hybrid Working** · Our client, a leading global Insurance firm, are currently looking to hire a Compliance Manager to join the team on an Outside IR35 contract basis. This role will be for an initial 6 months, and hybrid working with the clie ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...
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Compliance Manager
1 day ago
MERJE Ltd London, United KingdomA newly created role working for this global provider of specialty insurance and reinsurance products. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, credit & political risk, and other specialty; re ...
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Compliance Manager
1 week ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomA boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...
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Compliance Manager
1 week ago
Colyer Dodd & Co Ltd London, United KingdomThis exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...
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Compliance Manager
1 week ago
The Legists London, United KingdomOur client is an international law firm who is currently looking for a compliance manager to join their global compliance team. · This role will be best suited for someone who is looking to join a team on a permanent basis. · Key Responsibilities: · - Responding to complex regula ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomResponsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...
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Compliance Manager
1 week ago
Concept Resourcing London, United Kingdom**Compliance Manager** · **3-month contract - NHS Trust, London · £270 per day · Onsite** · **Overview**: · You will be responsible for providing a lead in all matters related to auditing and ensuring that the Estates and Facilities Directorate and The Trust's PFI partners are fu ...
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Compliance Manager
8 hours ago
eFinancialCareers London, United KingdomA well established Corporate Finance and Corporate Broking company are looking to recruit a Compliance Manager to support the Head of Compliance across all areas of Compliance. This role will be office based 5 days a week. · **Main Responsibilities** · - Conducting financial crim ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomWe are recruiting for growing Institutional Brokerage firm looking to hire a Compliance Manager to assist with the day to day running of a busy compliance function. · **Main Responsibilities** · - Trade monitoring to support compliance with the firm's regulatory monitoring requir ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomA niche Investment business is looking to hire a Compliance Manager, specialising in Insurance, to join their small Compliance function. The role is a Generalist Compliance role that will work closely with the Legal team and advise the business on a dailybasis. · **Main Responsib ...
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Compliance Manager
1 week ago
Pure Resourcing Limited London, United Kingdom**Compliance Manager - Property Finance Lender** · A newly created opportunity is available for a Compliance Manager to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself on service an ...
Risk and Compliance Manager - United Kingdom - Brown & Brown Europe
Description
Risk and Compliance Manager Location:
England or Wales – Hybrid/Remote
Travel:
Up to 50%
As a Forever Business, we are continuing to invest in giving our businesses the best support possible, to enable further growth and ensure our teams continue to have right tools to do the job.
This role is a key element in delivering support to our continued growth, our businesses and ensuring there is appropriate support and challenge.
You'll be supporting our businesses across England and Wales to deliver their objectives whilst ensuring they have a robust compliance controls in place.
You'll be working as part of the Risk & Compliance team and be an active contributor to their growing function whilst supporting our hub businesses to enhance and achieve their goals.
Managing the risk and compliance service for the region.Providing oversight and advice to the senior management teams
Ensure the businesses are operating in line with Group policies and frameworks
Involved in group wide projects to enhance the risk and compliance framework across all businesses
Assist with the development and updating of Risk Registers
Ensure all controls are regularly reviewed to ensure they are fit for purpose, including file auditing being sufficiently robust
Maintain regional compliance registers – gifts, complaints, outsourcing, conflicts
A Negotiable basic salary + benefits (25 days holiday + Bank holidays, Pension, DIS) and access to the annual share save scheme.
Wider career opportunities as we continue to grow and develop the team furtherA solid understanding of FCA rules and procedures from either an Insurer or Broker background – due to the nature of this role prior compliance experience within Insurance / related markets is essential.
A full driving licence – travel is to be expected with this role, including the occasional overnight stayNYSE:
BRO) is a leading insurance brokerage firm, delivering risk management solutions to individuals and businesses since 1939.
With 16,000+ teammates in approximately 500 locations worldwide, we are committed to providing innovative strategies to help protect what our customers value most.
For more information or to find an office near you, please visit our website