Jobs
>
London

    Compliance, FICC Compliance, Executive Director, London - Goldman Sachs

    Goldman Sachs
    Goldman Sachs London, United Kingdom

    1 week ago

    Default job background
    Full time
    Description
    OUR IMPACT
    The Compliance division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.
    As an independent control function and part of the firm's second line of defence, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
    YOUR IMPACT
    This is a VP level role within the London FICC Compliance Team providing compliance coverage for our market leading Rates business.
    The role is to head our Compliance coverage for the EMEA Rates business and the successful candidate will report into the EMEA Head of Rates and Currencies Compliance, which is part of the FICC Compliance team that sits within the EMEA Global Banking & Markets - Public Compliance Team.
    Requirements of the role:
    • Trading floor based role providing real-time compliance counsel to the Rates business units, with regards to relevant rules, regulations and internal policies.
    • Provision of pro-active risk mitigation instructions on regulatory and policy matters including individual transactions, new products and business initiatives.
    • Assistance with the interpretation and implementation of new rules/regulation.
    • Development and delivery of both ad-hoc and annual face-to-face training.
    • Development and deployment of second line controls and assisting the first line with the development of their controls.
    • Review of new algorithms and other electronic related business initiatives.
    • Review of complex and strategic marketing materials.
    • Co-ordination with the broader FICC & Equities Compliance Team as well as Federation and Financial Crime Compliance on initiatives and projects.
    • Participation in compliance regulatory and internal investigations and audits.
    • Liaising with local regulators and Exchange/MTF operators and coordination of responses to ad-hoc regulatory enquiries.
    • Leading and/or executing the Compliance Risk Assessment for the Rates businesses.
    SKILLS AND EXPERIENCES WE ARE LOOKING FOR
    • Vice President level
    • Minimum 5 years Markets Compliance experience gained by working on a trading floor for a Tier 1 house or others with sophisticated algorithmic/electronic business units and/or complex financing capabilities
    • Degree level or equivalent (not essential if has relevant working experience)
    • Professional qualifications such as CA, CFA, Solicitor or Bar exams an advantage
    • Excellent practical understanding of FICC asset classes (both Cash and Derivatives), and Rates in particular
    • Pro-active, self-motivated, assertive and well organized
    • Ability to work independently and yet remain a strong team player
    • Forward looking, focused on improving and streamlining controls and processes
    • Ability to handle multiple tasks simultaneously and work to tight deadlines
    • Excellent communication skills both written and oral
    • Languages an advantage (particularly French and/or German)
    • Ability to code or understand code would be an advantage
    • Previous experience of trading FICC products would be an advantage
    • Proactive approach to problem solving
    • Deep interest in the financial markets and a willingness to continually learn
    • Excellent understanding of EU and US regulations (MIFID II, MAR, Benchmarks, REMIT, FX Global Code, LBMA Precious Metals Code, EMIR, CFTC, SEC...)
    • Ability to enrich and thrive in an international and diverse, inclusive environment
    ABOUT GOLDMAN SACHS

    At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

    We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at

    We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

    The Goldman Sachs Group, Inc., 2023. All rights reserved.
    Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity
  • eFinancialCareers

    Executive Director

    1 week ago

    eFinancialCareers London, United Kingdom

    **Description** · This role sits in London but within the Global BrokerTec Fixed Income business that operates across APAC, EMEA and US with the primary offices being London and New York. The chief responsibility is to grow the profitability of the Fixed Income business throughth ...

  • Modus Enterprise

    Director's Executive Assistant

    1 week ago

    Modus Enterprise London, United Kingdom

    As a Director Executive Assistant, your primary job role will be to assist the Director in managing their day-to-day operations, ensuring their schedule is properly organized, and acting as their liaison with clients and staff. Your responsibilities may include: · 1. Managing Dir ...

  • Southbank Centre

    Executive Assistant to Directors and Executive

    3 days ago

    Southbank Centre London, United Kingdom

    **Southbank Centre** · Southbank Centre is a national flagship cultural institution. It is Europe's largest arts centre and one of the UK's top five visitor attractions, occupying an 11-acre site that sits in the midst of London's most vibrant cultural quarter on the South Bank o ...

  • Modus Global

    Director's Executive Assistant

    5 days ago

    Modus Global London, United Kingdom

    **PLEASE FILL IN THE FORM BELOW TO PROGRESS YOUR APPLICATION**: · Job Title: Director's Executive Assistant · Reports To: Director · The Director's Executive Assistant is responsible for providing administrative support, including managing the Director's schedule, organizing meet ...

  • Place2Be

    Executive Assistant to Directors

    1 day ago

    Place2Be London, United Kingdom

    **About The Role** · **Permanent** · **Salary: £32,000** · **Hours: 35 hrs p/w** · **Days: Monday - Friday ** · **Location: Core Hub, 175 St John's St, London EC1V 4LW** · We are seeking an Executive Assistant to support three directors in the management of their workloads. They ...

  • Amnesty International UK

    Executive Assistant to Directors

    1 week ago

    Amnesty International UK London, United Kingdom

    **Contract Details** · Permanent · **Salary** · £37,551 (includes London Weighting) · **Weekly Hours** · 35 with flexibility options · **Location** · London EC2A 3EA, plus hybrid within the UK · **Application Deadline** · Thursday, November 30, 2023 · **Interview Date** · 7th or ...

  • Acuity Associates UK

    Executive Assistant to The Directors

    1 week ago

    Acuity Associates UK London, United Kingdom

    **What we are looking for**: · The Directors of Acuity Associates and The Acuity Method are looking for an Executive Assistant to support them in their work across both growing businesses. A bright, articulate and flexible individual is required to ensure that all the Directors e ...

  • Marshmallow Laser Feast

    Executive Assistant to Directors

    1 week ago

    Marshmallow Laser Feast London, United Kingdom

    Marshmallow Laser Feastis a London based creative studio. Our expertise has earned us a reputation for bold, ambitious and industry-defining works that push boundaries, redefine expectations and excite audiences worldwide. Our work is responsive and spans kinetic sculpture, film, ...

  • Marshmallow Laser Feast

    Executive Assistant to Directors

    1 week ago

    Marshmallow Laser Feast London, United Kingdom

    Marshmallow Laser Feastis a London based creative studio. Our expertise has earned us a reputation for bold, ambitious and industry-defining works that push boundaries, redefine expectations and excite audiences worldwide. Our work is responsive and spans kinetic sculpture, film, ...

  • University College London

    Executive Assistant to The Director

    1 week ago

    University College London London, United Kingdom

    **Ref Number** · B · **Professional Expertise** · Administration and Business Support · **Department** · School of Life & Medical Sciences (B02) · **Location** · London · **Working Pattern** · Full time · **Salary** · £40,524 - £48,763 · **Contract Type** · Permanent · **Working ...

  • ZBusiness Limited

    Executive Assistant to Directors

    4 days ago

    ZBusiness Limited London, United Kingdom

    ZMedia is a recruitment consultancy and is looking for an Executive Assistant to the Directors to join a specialist online bioscience publisher based in London. They focus on the cutting edge of biomedical R&D, including cell and gene therapy, immuno-oncology and vaccines, and ar ...

  • Highcastle Estates

    Executive Assistant to Director

    1 week ago

    Highcastle Estates London, United Kingdom

    **About us** · Highcastle Estates is a small business in London, E15. We are professional, agile, innovative, and our goal is to provide value through our services to all of our clients.. · Our work environment includes: · - Modern office setting · - Food provided · Highcastle Es ...

  • Simico Plc

    Executive Assistant to Director

    1 week ago

    Simico Plc London, United Kingdom

    SIMICO plc, the head of minerals mining group of companies is looking for an experienced Assistant / Admin, an open minded individual of broad spectrum and highly positive attitudes to support the Directors in our London engagements. Preferably with legal or administrative backgr ...

  • NOLAN WEALTH MANAGEMENT LTD

    Executive Assistant to Director

    1 week ago

    NOLAN WEALTH MANAGEMENT LTD London, United Kingdom

    **About us** · NWM is one of the UK's leading independent financial planning, pensions and investment firms. At NWM we put our clients' interests first and our ethics and professionalism are fundamental to our approach to holistically care for our clients' financial planning and ...

  • eFinancialCareers

    Executive Director, Leverage

    3 days ago

    eFinancialCareers London, United Kingdom

    An exciting opportunity to join Standard Chartered Bank's growing Leveraged and Acquisition Finance business. · **The role will include but not be limited, the following responsibilities.**: · - Lead LAF transactions, focused on Europe & Americas, working with client teams and ac ...

  • eFinancialCareers

    Executive Director, Prime

    3 days ago

    eFinancialCareers London, United Kingdom

    **Job Summary** · This is a Financial Markets (FM) Prime and Financing P&F) Sales role operated within Financing & Securities Services (FSS) business. The scope of coverage is Europe and AME. FSS business has a unique footprint in Asia, Middle East, and Africa, and offers agrowin ...

  • RECRUITMENT PROFESSIONALS LTD

    Executive Search Director

    3 days ago

    RECRUITMENT PROFESSIONALS LTD London, United Kingdom

    Industrial Market Executive Search Consultant / Partner / Managing Partner · Central London / Hybrid · Up to £100k base plus bonus · Opportunity for an experienced industrial market retained / executive search consultant to join an exciting and growing business based in London. · ...

  • London Fire Brigade

    Executive Assistant to The Director of

    1 week ago

    London Fire Brigade London, United Kingdom

    **The Role** · **Eligibility** · This vacancy is open to both internal and external applicants. · **Assessment Overview** · **Additional Information** · Job Reference: FRS01061 ...

  • Minerva Research Labs / Gold Collagen

    Executive Assistant to Director

    4 days ago

    Minerva Research Labs / Gold Collagen London, United Kingdom

    At MINERVA we are proud to offer our employees a unique environment to grow and progress. Let's face it, there's nothing quite like finding a place to work that's filled with passion, opportunities to grow and lots of talented people. Here at MINERVA, we've got all of that and a ...

  • London Fire Brigade

    Executive Assistant to The Director of

    1 week ago

    London Fire Brigade London, United Kingdom

    London Fire Brigade is London's Fire and rescue service where staff are driven by a strong sense of purpose: to be trusted to serve and protect London. It is one of the largest firefighting and rescue organisations in the world, founded in 1833. Employing almost 6,000 staff who w ...