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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomA boutique Real estate Investment Manager are looking for a Compliance Manager to support the Head of Compliance. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund to join them. Inthis role, you will be em ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United Kingdom**Tradition is currently seeking to appoint a Compliance Manager to be based in London.** · **Role synopsis and key accountabilities within the Compliance Manager position**: · The Tradition Managed Services (TMS) Compliance Manager is a key member of the TMS Compliance team supp ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United Kingdom**Compliance Manager - Insurance** · **City of London** · **Permanent** · **£dependant on experience** · cer Financial are working alongside an International insurance company, who are looking for a Compliance Manager to join them on a permanent basis and support the Head of Comp ...
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Compliance Manager
2 weeks ago
Supporting Education London, United KingdomCompliance Manager - Educator Talent Solutions Division · **Salary**: £37,825-£44,500 (DOE) & competitive benefits · Contract type: Full Time, Permanent · Location: Southern Region (London, Hertfordshire, Northampton Milton Keynes, etc), with regular travel between Kingston and W ...
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Compliance Manager
1 week ago
Office Angels London, United Kingdom**Are you?an expert?Compliance Manager with exceptional analytical skills?** · **Want to work for an incredibly well known and respected business?** · **Our client is offering competitive salary, fantastic benefits and the chance to be part of a great team** · This company needs ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Officer / General Counsel (GC) with a strong background in Compliance, and experience workin ...
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Compliance Manager
4 days ago
Arthur London, United Kingdom**Job Title**: Compliance Manager · **Salary**: £70,000 - £80,000 · **Location**: City of London · As the Compliance Manager, you will utilise your senior compliance experience in insurance to manage the international broker function, ensuring: · - All brokers are approved in lin ...
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Compliance Manager
2 weeks ago
Avencia Consulting London, United Kingdom**About us** · Avencia Consulting are currently recruiting on behalf of a leading Specialty Insurer based in the City, who are looking to hire a Compliance Manager to join. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, ener ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomResponsibilites: · To possess a good, up-to-date understanding of both the PRA and FCA regulatory requirements in particular in relation to COBS, execution only investment business, COBS 10 appropriateness assessments, training and competence, GDPR, MiFID2 and DISP. · - Remain up ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. · Reporting into the Chief Compliance Officer, the Compliance Manager will b ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomExciting opportunity to be a member of a business-aligned compliance team instrumental in supporting Macquarie Capital, private business for EMEA. The role is business aligned and you will have responsibility for oversight and execution of compliance monitoringcoupled with transa ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomWho we're looking for · We are looking for a Compliance Manager who will be reporting into the Head of Global Investments and Product Compliance · About Schroders · We're a global investment manager. We help institutions, intermediaries and individuals around the world invest mon ...
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Compliance Manager
2 weeks ago
Pure Resourcing Limited London, United Kingdom**Compliance Manager - Property Finance Lender** · A newly created opportunity is available for a Compliance Manager to join a highly successfully property finance lender based in London. Specialising within BTL and Bridging Finance lending, our client prides itself on service an ...
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Compliance Manager
4 days ago
Venn Group London, United KingdomVenn Group are working with a specialist Recruitment Consultancy to recruit for a Compliance Manager. This is a dynamic and versatile role and the postholder will have the opportunity to oversee the compliance and audit functions across all temporary andpermanent healthcare place ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomCompliance Manager - Insurance · Perm · £dependant upon experience · My client is a General Insurance business, who are based in the UK, and support a UK and International clientele by offering a range of Personal and Commercial Insurance products. · Due to recent growth, they ar ...
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Compliance Manager
1 week ago
Lorien London, United Kingdom**Compliance Manager - Outside IR35 - Hybrid Working** · Our client, a leading global Insurance firm, are currently looking to hire a Compliance Manager to join the team on an Outside IR35 contract basis. This role will be for an initial 6 months, and hybrid working with the clie ...
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Compliance Manager
4 days ago
eFinancialCareers London, United KingdomA highly regarded professional services firm that provides services top tier private equity, real estate, infrastructure and debt funds. · **Description** · The key responsibilities are to: · - Promote 'compliance culture' · - Establish, update and advise on written policies, pro ...
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Compliance Manager
1 week ago
MERJE Ltd London, United KingdomA newly created role working for this global provider of specialty insurance and reinsurance products. · The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, credit & political risk, and other specialty; re ...
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Compliance Manager
1 week ago
eFinancialCareers London, United KingdomThe key purpose of this role is to work as part of the Compliance Team in delivering practical and clear guidance to the business on how to effectively meet new and existing conduct regulatory requirements and proactively help the business to ensure thatit implements effective sy ...
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Compliance Manager
1 week ago
Clear IT Recruitment Limited London, United Kingdom**My client, a Top 50 International firm, is recruiting for a Compliance Manager to join their law firm in Finsbury, London. The firm is happy for 3 days of remote working per week.** · **Role overview** · To support the Compliance team to ensure the firm remains compliant with A ...
Compliance Manager - London, United Kingdom - One Ten Associates
Description
Compliance Manager - Hedge Fund London One Ten Associates Full time England, London
MYR 70,100
Efinancialcareers 30+ days ago
Description
Our client is a specialist hedge fund, HQ'd in London.
After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London.
Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis on Surveillance tasks.
Duties will include:
Surveillance monitoring for best execution, market abuse and market manipulation Monitoring the firms shareholder disclosures responsibilities Develop and maintain the compliance monitoring programme Provide regulatory advice to senior stakeholders Conduct thematic reviews Maintain, update and implement compliance policies and procedures The ideal candidate will have: 5-7+ years compliance experience, ideally within a hedge fund or investment manager Strong understanding of surveillance, ideally within equities Generalist compliance experience
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