Jobs
>
London

    Compliance - Regulatory Coordination Professional (London/Hybrid) - Moody's

    Moody's
    Moody's London, United Kingdom

    Found in: Talent UK C2 - 4 days ago

    Default job background
    Description

    Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles.

    Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions.

    At Moody's, we're taking action. We're hiring diverse talent and providing underrepresented groups with equitable opportunities in their careers. We're educating, empowering and elevating our people, and creating a workplace where each person can be their true selves, reach their full potential and thrive on every level. Learn more about our DE&I initiatives, employee development programs and view our annual DE&I Report at

    Role/Responsibilities

    The Regulatory Coordination Team (RCT) in the global Compliance department works to promote transparency and business stakeholder engagement in regulatory supervision, primarily for Moody's Investors Service, a credit rating agency, and is responsible for coordinating Moody's regulatory supervision responses and engagement globally. This role will report to the Head of RCT, will work in an evolving regulatory environment, and will primarily coordinate regulatory supervision engagement with the Financial Conduct Authority (FCA), European Securities and Markets Authority (ESMA), Financial Sector Conduct Authority (FSCA) and Dubai Financial Services Authority (DFSA).

    Specifically, the candidate will be responsible for the following.

  • Assist with the collection, compilation, review, and management of documentation for responses to regulators, including information requests, inquiries, inspections, investigations and remediations.
  • Review collected documentation for adequacy and appropriateness.
  • Assist in drafting responses to regulatory requests and inquiries as assigned.
  • Develop knowledge of applicable policies and procedures, and of regulations and rules, as applicable, to support coordination of regulatory responses and engagement.
  • Adhere to team processes for tracking deliverables and required steps for information collection, internal reviews and submission to the regulator.
  • Contribute to enhancement and development of team processes and recordkeeping to support responses to regulatory supervision and engagement.
  • Assist in the preparation of periodic compliance reports, including collating necessary data, for internal and external use.
  • Develop and maintain effective working relationships within the Compliance department and with other internal and external stakeholders.
  • Work closely with the global Compliance department on a variety of compliance initiatives as needed.

    • Qualifications

  • Minimum 5 years of experience in a compliance function or compliance-focused function with a financial institution or capital markets environment.
  • Experience in interacting with financial supervisory authorities or financial stability regulators is desirable.
  • Strong academic background with undergraduate degree is required, preferably in law.
  • Highest ethical standards.
  • Strong attention to detail.
  • Professional, pro-active, flexible, diligent and dependable.
  • Excellent verbal and written communications skills.
  • Effective interpersonal skills with ability to build strong professional relationships at all levels.
  • Strong team orientation with ability to collaborate and influence without authority.
  • Highly organized and efficient, with ability to multi-task and meet tight deadlines.
  • Works on own initiative with independent execution and without the need for close supervision.
  • Sound judgment with thoughtful approach to issues; capable of problem solving and escalating issues appropriately.
  • Computer skills, including proficiency in Microsoft Office applications, specifically PowerPoint, Excel, and Word, and SharePoint.
  • Fluency in oral and written English is required.

    • #LI-Hybrid

    Moody's is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, protected veteran status, sexual orientation, gender expression, gender identity or any other characteristic protected by law.

  • UCL Eastman Dental Institute

    MBBS Clinical and Professional Practice Coordinator

    Found in: Talent UK C2 - 4 days ago

    UCL Eastman Dental Institute London, United Kingdom Fixed-term

    About the role · We are recruiting for an Education Coordinator to work in the Clinical and Professional Practice (CPP) and Quality Assurance and Enhancement (QAE) Team in UCL's Undergraduate Medicine programme. This programme aims to qualify distinctive 'UCL Doctors' – highly c ...

  • Moody's

    Compliance - Regulatory Coordination Professional (London/Hybrid)

    Found in: beBee S2 UK - 3 days ago

    Moody's London, United Kingdom

    Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this role or other open roles. · Moody's is a global integrated r ...

  • GOODWIN

    Learning & Professional Development / Diversity, Equity & Inclusion Coordinator

    Found in: Talent UK C2 - 4 days ago

    GOODWIN London, United Kingdom Full time

    Make an impact at Goodwin, where we partner with our clients to practice law with integrity, ingenuity, agility and ambition. We are in the business of building authentic, long-term relationships with our clients, who are some of the world's most successful and innovative investo ...

  • Advance TRS

    Associate/Associate Director Environmental Consultant

    Found in: SonicJobs Direct Apply UK - 29 minutes ago

    Advance TRS London, United Kingdom Full time

    Job Title: Associate/Associate Director Environmental Consultant · Job Description · My client is looking for an individual with practical experience of environmental coordination, assessment and team management to join and lead their Environmental Management team in London. Key ...

  • TSA Surveying Ltd

    Retrofit Coordinator

    Found in: SonicJobs Direct Apply UK - 5 days ago

    TSA Surveying Ltd London, United Kingdom Full time

    TSA Surveying is working in partnership with a Property Consultancy who are looking to recruit a Retrofit Coordinator on a permanent basis, based in Eltham. · This Consultancy has established networks in the Social Housing sector and has a broad range of core built-environment di ...

  • Oakleaf Partnership

    Learning & Development Administrator

    Found in: SonicJobs Direct Apply UK - 5 days ago

    Oakleaf Partnership London, United Kingdom Full time

    We are currently recruiting for our Accountancy client, who are looking for a Learning and Development Administrator to join their close knit team on a 12 month fixed term contract. You will act as a linchpin, ensuring the smooth operation of the firm's learning initiatives. This ...

  • Dragados Uk

    Bid Manager

    Found in: SonicJobs Direct Apply UK - 4 days ago

    Dragados Uk London, United Kingdom Full time

    Job Description for: Bid Manager · Post Details · Job Title: Bid Manager · Location: Branch Office, London · Reports to: Business Development Director · The role: · We are looking for a dynamic and proficient bid manager to grow our Business Development Department in UK and Irel ...

  • Get Recruited (UK) Ltd

    Meetings & Events Coordinator

    Found in: SonicJobs Direct Apply UK - 5 days ago

    Get Recruited (UK) Ltd London, United Kingdom Full time

    MEETINGS & EVENTS COORDINATOR · CENTRAL LONDON · MONDAY TO FRIDAY · Up to £27,500 + SUBSIDISED LUNCH + HEALTHCARE + EXCELLENT BENEFITS · THE OPPORTUNITY · We're recruiting for an experienced Meetings & Events Coordinator to join a well-established business located in the heart of ...

  • Prospero Integrated

    av venue account manager

    Found in: SonicJobs Direct Apply UK - 4 days ago

    Prospero Integrated London, United Kingdom Full time

    Conduct pre-event technical assessments to understand client's AV needs and develop customised solutions accordingly. · Generate, administrate and manage all quotes requested for and associated with the Venue. · Plan, coordinate, and oversee AV support & operations for all our co ...

  • Morson Talent

    Foundations Lead Contract Manager

    Found in: SonicJobs Direct Apply UK - 2 days ago

    Morson Talent London, United Kingdom Full time

    Our client Scottish Power Renewables are currently recruiting for a Foundations lead Contract Manager to join their team based in London on a contract basis initially. Ideally for this role they are looking for a strong contracts professional who has a relevant engineering backgr ...

  • London Projects ltd

    Project Manager

    Found in: SonicJobs Direct Apply UK - 4 days ago

    London Projects ltd London, United Kingdom Full time

    London Projects are a distinguished super-prime construction company specialising in delivering exceptional, iconic projects across London. Renowned for our commitment to excellence and our passion for creating bespoke, luxury environments. · We are currently seeking a skilled an ...

  • Frazer Jones.

    Payroll Specialist

    Found in: SonicJobs Direct Apply UK - 3 days ago

    Frazer Jones. London, United Kingdom Full time

    Payroll Specialist - £40,000 - £45,000 + Bonus - City Of London · Frazer Jones are delighted to be supporting a leading name in professional services on the recruitment of a Payroll Specialist to join the business on a permanent basis. · Our client is offering hybrid working (2 d ...

  • Marks Sattin (UK) Ltd

    Fund Operations

    Found in: SonicJobs Direct Apply UK - 29 minutes ago

    Marks Sattin (UK) Ltd London, United Kingdom Full time

    The Role: Fund Operations Manager - Distribution Oversight · The Company: Global Alternatives Investment Manager - City of London · Globally Renowned Alternatives Manager continues to see growth in its UCITs and ELTIF platform is looking to take on an experience Fund Operations P ...

  • DoubleTree by Hilton London West End

    Guest Relations Manager

    Found in: SonicJobs Direct Apply UK - 30 minutes ago

    DoubleTree by Hilton London West End London, United Kingdom Full time

    We're searching for an experienced, caring and creative Guest Relations Manager to join Crimson Hotels, who will drive high level of service, satisfaction and loyalty among our guests. · Responsible for the Guest Relations department with the support of their team, this role will ...

  • Sambrook s Brewery Taproom

    Pizza Chef

    Found in: SonicJobs Direct Apply UK - 5 days ago

    Sambrook s Brewery Taproom London, United Kingdom

    · We are seeking an experienced and talented Sous Chef to join our kitchen team. The Sous Chef will work closely with the Head Chef to manage and oversee all aspects of the kitchen, including menu development, food preparation, and team management. The successful candidate will ...

  • Bolt-On Recruitment

    Lettings Negotiator

    Found in: SonicJobs Direct Apply UK - 5 days ago

    Bolt-On Recruitment London, United Kingdom Full time

    · BenefitsOTE £40,000+ · Lucrative Commission Structure · £3,500 p/y Car Allowance · 28 days Annual Leave · Company Pension · Chance to work for a company where your hard work is recognised and rewarded. · About The Role · Are you ready to be part of a team that values continuou ...

  • H1 Suite

    Waiter/Waitress - French Speaking

    Found in: SonicJobs Direct Apply UK - 3 days ago

    H1 Suite London, United Kingdom Full time

    We are looking for an enthusiastic, French speaking Waiter/Waitress with experience in a fine-dining or luxury establishment with complete flexibility to their schedule. · We are a luxurious five-star hotel situated in the vibrant heart of Chelsea. Set in a 19th-century building, ...

  • Change Hospitality

    Pastry Sous Chef

    Found in: SonicJobs Direct Apply UK - 6 days ago

    Change Hospitality London, United Kingdom Full time

    We are seeking a talented and experienced Pastry Sous Chef to join our client at their renowned fine dining restaurant. In this role, you will be responsible for overseeing the creation and execution of all desserts, pastries, and other sweet offerings for our discerning clientel ...

  • Its Bagels LTD

    CPU General Manager

    Found in: SonicJobs Direct Apply UK - 2 days ago

    Its Bagels LTD London, United Kingdom Full time

    Job Title: Manager - Central Production Unit & Catering · Position Overview: · We are seeking a dynamic and experienced Manager to oversee the Central Production Unit (CPU) of our bagel bakery, while also managing our catering operations from the CPU itself. This role requires st ...

  • Danny Sullivan & Sons LTD

    Health & Safety Advisor - water

    Found in: SonicJobs Direct Apply UK - 5 days ago

    Danny Sullivan & Sons LTD London, United Kingdom Full time

    Health & Safety Advisor · Danny Sullivan Group are currently recruiting for a Health and Safety Advisor role that I have available with a fast-growing utilities' contractor working on large scale projects across the UK. · The purpose of the role is to oversee and ensure that all ...