- Support implementation of compliance plan to ensure compliance with U.S. & European applicable regulation.
- Implement systems and controls, including policies and procedures.
- Provide input to the Group Compliance Monitoring Programme.
- Undertake regulatory monitoring of international regulatory developments.
- Provide regulatory advice to business stakeholders.
- Support the Head of in preparing updates and reporting in relation to international compliance matters.
- Help team members maintain licensing records required.
- Experience in a similar Compliance role within the Insurance market is essential.
- Strong knowledge of international regulatory and compliance requirements.
- Have an excellent understanding of international regulatory frameworks, with an ability to swiftly understand the requirements and regulatory landscape of new jurisdictions.
- Broad generalist compliance experience covering licensing, sanctions & financial crime, data protection and compliance assurance required.
- Specific experience in the North America, Australia and/or European insurance markets would be highly beneficial.
- Strong communicator, both written and oral.
- Strong organisational skills.
- Ability to develop strong relationships with key stakeholders.
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Compliance Manager
4 weeks ago
mbf. London, United KingdomOur client, a specialist Investments and Pensions based IFA based in Central London are currently seeking an experienced Compliance Manager to join the company. You will be the sole compliance manager within the business with the responsibility of revampingand bring the existing ...
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Compliance Manager
3 weeks ago
Page Personnel Secretarial & Business Support London, United KingdomPage Personnel is recruiting a Compliance Manager for a recruitment company based in the West End. · **Client Details** · They are a small health care recruitment company based in the West End. There are circa 15 people in the company, they are extremely successful and steadily g ...
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Compliance Manager
3 weeks ago
St Mungo's London, United Kingdom**Compliance Manager** · **London agile working fromLocal Hubs and home working** · **£57,515** · Do you have experience in delivering high quality compliance related services? · St Mungo's is a forward thinking organisation which thrives upon the innovations, ambitions and diver ...
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Compliance Manager
3 weeks ago
LHH Recruitment Solutions London, United Kingdom12 month FTC + competitive benefits · **Salary**: £60k · Hybrid working · LHH are proud to be working with a global consultancy firm based in London who are looking for an experienced Compliance manager to provide advisory for regulatory aspects across the whole business. This ro ...
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Compliance Manager
3 weeks ago
Eames Consulting London, United KingdomMy IM client is looking for a Senior Compliance Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities; · - Compliance advisory on fund launches and existing funds · - Lead implementations on upcoming regulatory developments · - Regul ...
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Compliance Manager
3 weeks ago
Jameson Legal London, United KingdomA boutique Real estate Investment Firm is looking for a Compliance Manager to support the Head of Compliance based in London. They are looking for someone with a strong generalist compliance background within an investment/asset Manager or Hedge fund tojoin them. In this role you ...
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Compliance Manager
3 weeks ago
AJ Fox Compliance London, United KingdomA well-established, full-service, international law firm are looking for a manager to join their Compliance Team. · This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. · You will be managing a small ...
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Compliance Manager
3 weeks ago
Venn Group London, United Kingdom**Compliance Manager** · Venn Group are working with a London-based NHS Trust to recruit a Compliance Manager to support the Estates and Facilities teams. · Rate: £26-£32/h (Inside IR35) · Length: 6 months + · Location: London · - Leading on all matter relating to auditing and en ...
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Compliance Manager
4 weeks ago
AJ Fox Compliance London, United Kingdom**Are you a junior manager looking to step up into a more senior role?** · **Are you a team leader looking for your first manager role?** · **Do you have experience managing a team of 5 or more?** · **Are you a confident communicator with experience liaising with senior internal ...
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Compliance Manager
3 weeks ago
Pontoon London, United Kingdom**Role Title: Compliance Manager** · **Duration: 6 months** · **Location: WFH /Selby or London office** · **Salary: Competitive** · My high-profile energy renewable client is currently seeking an experienced Compliance Manager to provide advisory, change management and assurance ...
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Compliance Manager
3 weeks ago
Eames Consulting London, United KingdomMy IM client is looking for a Senior Compliance Monitoring Manager to provide advice and guidance to the business on regulatory matters. Other responsibilities; · - Develop test plans and documentation for monitoring activities · - Execute thematic, desk based and surveillance mo ...
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Compliance Manager
3 weeks ago
Appcastenterprise London, United Kingdom**Compliance Manager EMEA** · **At Deckers Brands we don't just create shoes, we create lifestyles. We are about opportunity. Opportunity to create, to grow and to have an impact. We want all our people to be as successful as they can be, to reach their full potential** · **We wa ...
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Compliance Manager
3 weeks ago
eFinancialCareers London, United KingdomOur client is FCA Regulated, full scope AIFM, Private Equity Investment firm based in London, dedicated to Technology Sector and Digital Asset investments. · They are seeking a Compliance Manager with a strong background in Compliance, and experience working with the FCA, in asse ...
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Compliance Manager
3 weeks ago
Colyer Dodd & Co Ltd London, United KingdomThis exciting and broad real estate investment management based compliance role will use your communication and influencing skills; your ability to work as a member of a team and on your own initiative and will require you to utilize your analytical talentsto produce reports for ...
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Compliance Manager
4 weeks ago
Lutine Bell London, United KingdomLutine Bell are supporting a leading investment manager to appoint a Compliance Manager to implement Consumer Duty throughout the firm. The role is a permanent position and once implemented the role will continue to provide ongoing oversight, advice of consumerduty and general co ...
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Compliance Manager
4 weeks ago
Pontoon London, United KingdomCompliance Manager · Contract Rate: £550 per day · Selby/ London Hybrid working · 6 Months · My client are a large utilities company that specialise in renewable clean energy. They are looking to add a compliance manager to their already well established team. · Job Purpose: · - ...
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Compliance Manager
3 weeks ago
Morgan McKinley London, United Kingdom**The Role**: · The role will involve coordinating the international teams' SOX reporting, performing and reviewing testing, remediating deficiencies, updating control activities and their design and periodic reporting of results to management. In addition, the post-holderwill be ...
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Compliance Manager
2 weeks ago
Arthur London, United Kingdom**Compliance Manager - (Insurance)** · **Who we are · **An international insurer and reinsurer operating within the Lloyd's market. Headquartered in London.**Purpose of Role** · - financial crime and sanctions · - supporting the business to meet its regulatory obligations to the ...
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Compliance Manager
2 weeks ago
eFinancialCareers London, United KingdomKey Skills · Ideally 3-5 years relevant compliance experience gained within the Financial Services sector · Knowledge of implementing assurance and compliance processes · Market awareness of key regulatory risks and disseminating those effectively and simply to business areas · S ...
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Compliance Advisory Manager
2 weeks ago
eFinancialCareers London, United KingdomCompliance Advisory Manager (Investment/Wealth Management) · Central London/Hybrid · Permanent · c£75,000 - £80,000 pa plus benefits · The Responsibilities of a Compliance Advisory Manager UK/EMEA Will Include: · - Advising the business on the policies and procedures, including r ...