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    Policies Specialist - London, United Kingdom - Neuberger Berman

    Neuberger Berman
    Neuberger Berman London, United Kingdom

    4 days ago

    Default job background
    Description
    Information regarding Neuberger Berman's privacy policy is available under Important Links on .
    Manage the relationships of the extensive network of global distribution platforms that the business deals with through Distributor onboarding and continued Distributor oversight
    Manage the AML/KYC process for client on-boardings and reassessments including from high risk and EU prescribed high jurisdictions.
    Coordinate product implementation for the firms UCITS, QIAIF and Alternatives funds in conjunction with various teams throughout the global business, including product launches and fund/share class opening and closures
    Transaction monitoring both in terms of suspicious transactions, daily flows and restricted trade approvals.
    Monitor and measure the impact of all regulatory developments on the firms UCITS, QIAIF and Alternatives fund range
    Closely oversee, and coordinate updates to legal agreements
    Ensuring SLA requirements are met and monitoring key supplier controls
    Experience with the NSCC / distribution platforms a bonus.

    The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations.

    If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact .

    Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager.

    From offices in 39 cities worldwide, the firm manages $439 billion in client assets (as of September 30, 2023) across a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally.

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