Jobs
>
London

    Finance and Monitoring Manager - London, United Kingdom - Black Swan Group

    Black Swan Group
    Black Swan Group London, United Kingdom

    1 day ago

    Default job background
    Description

    Position:
    Head of Compliance - Trade Finance House

    Trade finance house dedicated to providing innovative financial solutions currently seek a dynamic and experienced Head of Compliance to join their team.


    Role Overview:

    As the Head of Compliance, you will play a pivotal role in ensuring that our operations adhere to all relevant regulations and standards.

    You will be responsible for developing, implementing, and overseeing our compliance program, as well as providing guidance to internal stakeholders on compliance matters.

    This role offers a unique opportunity to lead and shape the compliance function within a dynamic and fast-paced environment.

    Develop and maintain policies and procedures to ensure compliance with applicable laws and regulations, including but not limited to anti-money laundering (AML), know your customer (KYC), and sanctions regulations.

    Conduct regular compliance risk assessments and implement controls to mitigate identified risks.
    Provide guidance and training to employees on compliance-related matters.
    Monitor changes in regulatory requirements and assess their impact on the business.
    Oversee compliance monitoring and testing activities to ensure effectiveness.
    Act as the primary point of contact for regulatory inquiries and examinations.
    Collaborate with internal stakeholders, including legal, risk management, and operations, to address compliance issues and implement solutions.
    Solid experience in compliance roles within the financial services industry, with specific experience in trade finance preferred.
    In-depth knowledge of relevant regulations and standards, such as AML, KYC, and sanctions.
    Strong understanding of trade finance products and services.
    Professional certifications such as Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) preferred.
  • eFinancialCareers

    Compliance Monitoring Manager

    2 hours ago

    eFinancialCareers London, United Kingdom

    Carr Lyons are currently working alongside an international investment bank in London to recruit a Compliance Monitoring Manager. · As a Compliance Monitoring Manager you will be responsible for conducting thematic reviews of various business policies within the investment bankin ...

  • eFinancialCareers

    Compliance Monitoring Manager

    2 hours ago

    eFinancialCareers London, United Kingdom

    A Wealth & Asset Management business are looking to recruit a Compliance Monitoring Manager to assist the Head of Compliance monitoring on the development and execution of a risk-based program of thematic and desk-based monitoring. · **Main Responsibilities** · - Supporting the d ...

  • eFinancialCareers

    Compliance Monitoring Manager

    2 hours ago

    eFinancialCareers London, United Kingdom

    NEW ROLE - Compliance Monitoring Manager · Inside IR35 · ASAP Start · **Experience**: · - Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market · - Experience of compliance oversight/assurance activity, risk assurance or internal aud ...

  • eFinancialCareers

    Compliance Monitoring Senior Manager

    2 hours ago

    eFinancialCareers London, United Kingdom

    **Role Description** · An international investment manager is looking for a Compliance Monitoring Senior Manager to join their Global Investment Compliance function on a permanent basis with a base salary of £85,000 + competitive bonus and benefits. This position will play a keyS ...

  • Excalibur

    Monitoring Manager

    4 hours ago

    Excalibur United Kingdom

    An exciting opportunity has arisen for a highly motivated, articulate and personable person to join our Sixth Form Team as Sixth Form Manager on a maternity cover contract.You will need to be well organised with good IT skills and the ability to plan and prioritise your workload. ...

  • JAM Recruitment

    Monitoring Manager

    3 days ago

    JAM Recruitment England, United Kingdom

    UK Corporate Immigration Manager / Senior Manager - UK Wide · Job Type: Permanent · 00 + Car + Bonus + Benefits · Start Date: ASAP · This global multinational is looking for a confident immigration professional, ideally legally qualified (not essential), with strong technical ...

  • Morgan McKinley

    Compliance Monitoring Manager

    5 days ago

    Morgan McKinley London, United Kingdom

    Duties and Responsibilities · 1) You will assist in the delivery of the Department's Compliance desk and thematic monitoring · programme, including: · Planning and conduct of individual reviews in accordance with the annual compliance plan; · Identification of key risks in relati ...

  • Morgan McKinley

    Compliance Monitoring Manager

    5 days ago

    Morgan McKinley London, United Kingdom

    Job Description · Duties and Responsibilities · 1) You will assist in the delivery of the Department's Compliance desk and thematic monitoring · programme, including: · Planning and conduct of individual reviews in accordance with the annual compliance plan; · Identification of k ...

  • Handelsbanken Wealth & Asset Management

    Compliance Manager, Monitoring

    2 days ago

    Handelsbanken Wealth & Asset Management London, United Kingdom

    Job Description · Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world's strongest banks ...

  • Willow Resourcing Limited

    Compliance Monitoring Manager

    3 days ago

    Willow Resourcing Limited London, United Kingdom

    Job Description · Compliance Monitoring Manager · General Insurance · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Looking for a challenging Compliance role with a fast-growing business? · Or perhaps you're looking for greater flexibility f ...

  • CLARC Recruitment

    Compliance Monitoring Manager

    48 minutes ago

    CLARC Recruitment London, United Kingdom Full time

    A Wealth Management business is looking to recruit a Compliance Monitoring Manager to join their business. · Main Responsibilities · Assist in the delivery of the annual compliance monitoring programme by undertaking agreed monitoring activities to a high standard and deliverin ...

  • Willow Resourcing Limited

    Compliance Monitoring Manager

    3 days ago

    Willow Resourcing Limited London, United Kingdom

    Job Description · Compliance Monitoring Manager · Financial Services · London (Hybrid, min 1 day per week in the office) · £60k - £75k + bonus + benefits · Fancy moving into Insurance from another area of Financial Services? · Or perhaps you're looking for greater flexibility for ...

  • Goodman Masson

    Portfolio Monitoring Manager

    48 minutes ago

    Goodman Masson London, United Kingdom Full time

    Goodman Masson are searching for a Portfolio Monitoring Manager to join a leading Private Equity firm in their London office. · This newly established position offers an exciting opportunity amid significant growth plans, making it an ideal time to join. It provides a rare chance ...

  • Cambium Learning Group

    Senior Monitoring Manager

    4 days ago

    Cambium Learning Group United Kingdom

    Senior Manager, Site Reliability page is loaded Senior Manager, Site Reliability · Apply locations Remote time type Full time posted on Posted 3 Days Ago job requisition id REQ-3351 Overview: · As the Senior Manager of Site Reliability, you will play a crucial role in ensuring ...

  • Virtual Human Resources

    Compliance Monitoring Manager

    1 day ago

    Virtual Human Resources Essex, United Kingdom Permanent, Full time

    Do you have 5 years' experience in a CAMO environment, dealing with commercial and private aircraft clients? · An Aviation engineering support company is looking for a Compliance Monitoring Manager to join their team based at Stansted. · As an EASA Part 66 Licensed professional y ...

  • MVP Search and Selection

    contract & monitoring manager

    4 hours ago

    MVP Search and Selection United Kingdom

    Contract Manager - Logistics · Location: Greater London – must be able to travel to sites in Essex / Middlesex. · Package – c£65,000 + car allowance, benefits · Are you passionate about delivering best-in-class logistics solutions and exceeding customer expectations? As part o ...

  • Willow Resourcing Limited

    Compliance Monitoring Manager

    5 days ago

    Willow Resourcing Limited London, United Kingdom

    Compliance Monitoring ManagerFinancial ServicesLondon (Hybrid, min 1 day per week in the office)£60k - £75k + bonus + benefitsFancy moving into Insurance from another area of Financial Services?Or perhaps you're looking for greater flexibility for home-working?The Insurance Compl ...

  • 2Excel Geo

    Compliance Monitoring Manager

    1 week ago

    2Excel Geo United Kingdom

    Compliance Monitoring Manager · Location: Lasham Airfield, Hampshire · Salary: Competitive, DOE · About us: · 2Excel Engineering Ltd (2EE) is a Maintenance and Repair Organisation (MRO) for Boeing and Airbus narrow-bodied aircraft, serving the growing maintenance needs of the ...

  • Michael Page (UK)

    contract & monitoring manager

    4 hours ago

    Michael Page (UK) London, United Kingdom

    Be at the heart of a changing service. · In Operational Support Services (OSS) we provide a range of services to the Met, including providing Fleet, Vehicle Recovery, Catering, Travel, Cultural Services, Uniform, ID Passes, Exhibit Management, Records Management and Local suppor ...

  • Meatex Trading Ltd.

    Monitoring Sales Manager

    1 week ago

    Meatex Trading Ltd. United Kingdom

    CUSTOMER SALES EXECUTIVE– NEWTON ABBOT DEPOT · R D Johns Ltd is a family owned foodservice company and is the fastest growing in the South West. Due to company growth we are looking for an additional team member based at Ugbrooke Business Park Kingsteignton · This is a permanen ...