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    Compliance Manager - London, United Kingdom - mbf.

    mbf.
    mbf. London, United Kingdom

    1 week ago

    Default job background
    permanent Accounting / Finance
    Description

    London / Hybrid

    We are seeking a knowledgeable Compliance Manager to provide the business with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed client.

    Responsibilities:

    • Support the Head of Compliance in delivering the compliance plan and reporting to boards and committees.
    • Manage junior compliance team members, ensuring adherence to regulations.
    • Analyze regulatory changes and update staff and clients.
    • Review and develop compliance policies annually.
    • Lead compliance meetings with clients, providing advice.
    • Deliver compliance training to staff and clients.
    • Provide sanctions advice within SLAs.
    • Assist in onboarding new clients and transitioning exiting clients.
    • Review risk controls quarterly and raise issues as needed.
    • Prepare and submit regulatory returns.
    • Participate in additional projects as they arise.

    Requirements:

    • Strong knowledge of UK insurance regulation and experience with a Lloyd's managing agent.
    • Experience applying regulatory knowledge in an insurance business.
    • Experience with sanctions referrals and conduct risk.
    • Degree-level education preferred and ACII qualified or working towards it.
    • Excellent communication and relationship-building skills.
    • Detail-oriented, proactive, and able to work independently.
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